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Regulation NMS
Results: 1042

#	Item
491	Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, to Adopt FINRA Rule[removed]Prohibition Against Trading Ahead Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-14 10:00:23 Financial markets United States securities law United States Securities and Exchange Commission Stock market Securities Financial Industry Regulatory Authority Securities Exchange Act Regulation NMS NASDAQ Financial economics Finance Investment
492	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]June 24, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-29 10:31:49 Financial regulation 73rd United States Congress Securities Exchange Act Annette Nazareth Regulation NMS U.S. Securities and Exchange Commission Order Corporate governance Financial economics United States Securities and Exchange Commission United States securities law Stock market
493	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-22 09:06:34 Financial system Investment Stock market Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Regulation NMS Securities Exchange Act Broker-dealer Order United States securities law Financial economics United States Securities and Exchange Commission
494	SR-NSX[removed]Exhibit 1 Page 17 of 19 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets]. *** CHAPTER XI. Trading Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-17 10:27:47** Stock market Order Regulation NMS
495	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 31, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-31 15:32:11 United States Securities and Exchange Commission Investment Economy of the United States Self-regulatory organizations NASDAQ Financial Industry Regulatory Authority Regulation NMS Market data Securities Exchange Act Financial markets Financial economics United States securities law
496	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 16, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the De Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-22 10:23:42 Economy of the United States New York Self-regulatory organizations New York Stock Exchange NYSE Arca American Stock Exchange Securities Exchange Act Euronext Regulation NMS NYSE Euronext New York City United States Securities and Exchange Commission
497	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 11:03:11 Investment Finance United States Securities and Exchange Commission Mathematical finance Order Market maker Uptick rule Regulation NMS Securities Exchange Act Stock market Financial markets Financial economics
498	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.13, entitled "Order Execution" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-28 13:49:14 Finance United States Securities and Exchange Commission Financial markets Mathematical finance Order Securities Exchange Act Regulation NMS NASDAQ Algorithmic trading Stock market Financial economics Investment
499	Page 73 of 79 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** Text of Proposed New FINRA Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 11:15:47** Financial markets Finance Order Futures contract Regulation NMS Market maker Financial Industry Regulatory Authority Manning rule Central limit order book Financial economics Stock market Investment
500	Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Accoun Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-28 12:44:41 Boston Stock Exchange Regulation NMS Financial economics Nintendo Entertainment System Short Securities Exchange Act Humanities Finance United States Securities and Exchange Commission Financial markets BX

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